This unit offers an examination of advanced topics in corporate law and regulation. Topics in this unit will include:
- An overview of the Australian financial system, including the central regulatory bodies;
- An examination of the Australian regulatory system and legal obligations that apply to the main participants in the financial system, including the regulation of complaints and disputes;
- Insider trading and stock market manipulation and the conduct of securities market professionals, such as brokers and investment advisors; and International finance and regulation.
Semester 2 | 2017
PRESCRIBED TEXT - SECURITIES AND FINANCIAL SERVICES LAW