LWA331 Finance and Securities Law

This unit offers an examination of advanced topics in corporate law and regulation. Topics in this unit will include:

  • An overview of the Australian financial system, including the central regulatory bodies;
  • An examination of the Australian regulatory system and legal obligations that apply to the main participants in the financial system, including the regulation of complaints and disputes;
  • Insider trading and stock market manipulation and the conduct of securities market professionals, such as brokers and investment advisors; and International finance and regulation.

    Unit Information

Semester 2 | 2017

PRESCRIBED TEXT - 
SECURITIES AND FINANCIAL SERVICES LAW