SECURITIES AND FINANCIAL SERVICES LAW, 11TH EDITION

Securities and Financial Services Law deals comprehensively with the regulation of Australian securities and related markets and the conduct of entities – issuers, intermediaries, market operators and infrastructure providers, investors and traders – in those markets. It establishes a clear conceptual framework for understanding how the complex rules in and under the Corporations Act 2001 (Cth) and the Australian Securities and Investments Commission Act 2001 (Cth) affect Australia’s capital formation and flows. This 11th edition provides updated commentary incorporating key developments in legislation and case law affecting securities and financial product offers, continuous disclosure, market infrastructure, the provision of intermediary and advisory services, and trading in secondary markets.